About North Capital

Transforming Private Markets Through Technology

North Capital is a leading provider of transaction technology and brokerage services for the primary issuance of exempt securities. We are driving the evolution of clearing, custody, and secondary markets through innovation using distributed ledger technology.

Our Story

Built for the Next Generation of Private Markets

We create and deliver services through our proprietary API functions and investor platforms, via our SEC-registered broker dealer, North Capital Private Securities Corporation. Since 2017, we have been developing open-source smart contract technology and the tokenized securities market, with the conviction that blockchain will transform private markets.

Our Registered Investment Advisor, North Capital Inc., was founded in 2008 by Jim Dowd after 20+ years as an Institutional Asset Manager, with the goal of bringing institutional-grade advice to retail clients. North Capital Inc. is headquartered in Midvale, UT (Salt Lake City metro), with a branch office in Sea Island, GA.

Leadership

Meet Our Leadership Team

Seasoned professionals spanning capital markets, technology, compliance, and operations.

Jim Dowd

Founder & Managing Director

Sara Judd

Chief Operating Officer

Siggy Tomasetti

Chief Legal Officer

Anton Prakash

Chief Technologist

Dan Watson

Chief Financial Officer

Joseph Anderson

Chief Compliance Officer

Richard "Grant" Nelson

Managing Director, Head of Custody

Michael T. Weaver, Jr.

Managing Director, Head of Asset Management & Trading

Linsey Harkness

Managing Director, Head of Human Resources

Jessi Mills

Managing Director, Operations & Custody

Minh Le

Managing Director, Head of Research & Due Diligence